On the financial market, and especially on the securities market, there has always been the issue of regulation and compliance with the laws and rights of market participants. After all, you can come across many scammers and unscrupulous brokers. To help with issues involving intentional violations of rules and laws, special financial regulators have been created to help ensure security for funds, both brokers and traders. One of the most popular regulators is the US Securities and Exchange Commission (SEC). We talk about this regulator and the scope of its activities.